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Attractive Investment Advisers Act Section 206 #8 1; 2. Background Of The Custody RuleSEC-registered Investment Advisers .

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Attractive Investment Advisers Act Section 206 #8 1; 2. Background Of The Custody RuleSEC-registered Investment Advisers .

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Investment

in•vest•ment (in vestmənt),USA pronunciation n. 
  1. the investing of money or capital in order to gain profitable returns, as interest, income, or appreciation in value.
  2. a particular instance or mode of investing.
  3. a thing invested in, as a business, a quantity of shares of stock, etc.
  4. something that is invested;
    sum invested.
  5. the act or fact of investing or state of being invested, as with a garment.
  6. a devoting, using, or giving of time, talent, emotional energy, etc., as for a purpose or to achieve something: His investment in the project included more time than he cared to remember.
  7. any covering, coating, outer layer, or integument, as of an animal or vegetable.
  8. the act of investing with a quality, attribute, etc.
  9. investiture with an office, dignity, or right.
  10. a siege or blockade;
    the surrounding of a place with military forces or works, as in besieging.
  11. Also called  investment compound. a refractory material applied in a plastic state to a pattern to make a mold.
  12. [Archaic.]a garment or vestment.

Advisers

ad•vis•er (ad vīzər),USA pronunciation n. 
  1. one who gives advice.
  2. a teacher responsible for advising students on academic matters.
  3. a fortuneteller.
Also,  ad•visor.  ad•viser•ship′, n. 

Act

act (akt),USA pronunciation n. 
  1. anything done, being done, or to be done;
    deed;
    performance: a heroic act.
  2. the process of doing: caught in the act.
  3. a formal decision, law, or the like, by a legislature, ruler, court, or other authority;
    decree or edict;
    statute;
    judgment, resolve, or award: an act of Congress.
  4. an instrument or document stating something done or transacted.
  5. one of the main divisions of a play or opera: the second act ofHamlet.
  6. a short performance by one or more entertainers, usually part of a variety show or radio or television program.
  7. the personnel of such a group: The act broke up after 30 years.
  8. false show;
    pretense;
    feint: The politician's pious remarks were all an act.
  9. (in scholasticism)
    • activity in process;
      operation.
    • the principle or power of operation.
    • form as determining essence.
    • a state of realization, as opposed to potentiality.
  10. clean up one's act, [Informal.]to begin adhering to more acceptable practices, rules of behavior, etc.: The factory must clean up its act and treat its employees better.
  11. get or  have one's act together, [Informal.]to organize one's time, job, resources, etc., so as to function efficiently: The new administration is still getting its act together.

v.i. 
  1. to do something;
    exert energy or force;
    be employed or operative: He acted promptly in the emergency.
  2. to reach, make, or issue a decision on some matter: I am required to act before noon tomorrow.
  3. to operate or function in a particular way;
    perform specific duties or functions: to act as manager.
  4. to produce an effect;
    perform a function: The medicine failed to act.
  5. to behave or conduct oneself in a particular fashion: to act well under all conditions.
  6. to pretend;
    feign: Act interested even if you're bored.
  7. to perform as an actor: He acted in three plays by Molière.
  8. to be capable of being performed: His plays don't act well.
  9. to serve or substitute (usually fol. by for): In my absence the assistant manager will act for me.

v.t. 
  1. to represent (a fictitious or historical character) with one's person: to act Macbeth.
  2. to feign;
    counterfeit: to act outraged virtue.
  3. to behave as: He acted the fool.
  4. [Obs.]to actuate.
  5. act funny, to display eccentric or suspicious behavior.
  6. act on or  upon: 
    • to act in accordance with;
      follow: He acted on my advice.
    • to have an effect on;
      affect: The stirring music acted on the emotions of the audience.
  7. act one's age, to behave in a manner appropriate to one's maturity: We children enjoyed our uncle because he didn't always act his age.
  8. act out: 
    • to demonstrate or illustrate by pantomime or by words and gestures: The party guests acted out stories for one another.
    • to give overt expression to (repressed emotions or impulses) without insightful understanding: The patients acted out early traumas by getting angry with the analyst.
  9. act up: 
    • to fail to function properly;
      malfunction: The vacuum cleaner is acting up again.
    • to behave willfully: The children always act up in school the day before a holiday.
    • to become painful or troublesome, esp. after a period of improvement or remission: My arthritis is acting up again this morning.

Section

sec•tion (sekshən),USA pronunciation n. 
  1. a part that is cut off or separated.
  2. a distinct part or subdivision of anything, as an object, country, community, class, or the like: the poor section of town; the left section of a drawer.
  3. a distinct part or subdivision of a writing, as of a newspaper, legal code, chapter, etc.: the financial section of a daily paper; section 2 of the bylaws.
  4. one of a number of parts that can be fitted together to make a whole: sections of a fishing rod.
  5. (in most of the U.S. west of Ohio) one of the 36 numbered subdivisions, each one square mile (2.59 sq. km or 640 acres), of a township.
  6. an act or instance of cutting;
    separation by cutting.
    • the making of an incision.
    • an incision.
  7. a thin slice of a tissue, mineral, or the like, as for microscopic examination.
  8. a representation of an object as it would appear if cut by a plane, showing its internal structure.
  9. [Mil.]
    • a small unit consisting of two or more squads.
    • Also called  staff section. any of the subdivisions of a staff.
    • a small tactical division in naval and air units.
    • a division of a sleeping car containing both an upper and a lower berth.
    • a length of trackage, roadbed, signal equipment, etc., maintained by one crew.
  10. any of two or more trains, buses, or the like, running on the same route and schedule at the same time, one right behind the other, and considered as one unit, as when a second is necessary to accommodate more passengers than the first can carry: On holidays the New York to Boston train runs in three sections.
  11. a segment of a naturally segmented fruit, as of an orange or grapefruit.
  12. a division of an orchestra or band containing all the instruments of one class: a rhythm section.
  13. [Bookbinding.]signature (def. 8).
  14. Also called  section mark. a mark used to indicate a subdivision of a book, chapter, or the like, or as a mark of reference to a footnote.
  15. [Theat.]one of a series of circuits for controlling certain lights, as footlights.
  16. shape (def. 12).

v.t. 
  1. to cut or divide into sections.
  2. to cut through so as to present a section.
  3. to make an incision.

Background

back•ground (bakground′),USA pronunciation n. 
  1. the ground or parts, as of a scene, situated in the rear (opposed to foreground).
    • the part of a painted or carved surface against which represented objects and forms are perceived or depicted: a portrait against a purple background.
    • the part of an image represented as being at maximum distance from the frontal plane.
  2. one's origin, education, experience, etc., in relation to one's present character, status, etc.
  3. the social, historical, and other antecedents or causes of an event or condition: the background of the war.
  4. the complex of physical, cultural, and psychological factors that serves as the environment of an event or experience;
    the set of conditions against which an occurrence is perceived.
  5. the totality of effects that tend to obscure a phenomenon under investigation and above which the phenomenon must be detected.
  6. (in an electronic device for transmitting or receiving signals) the sum of the effects, as noise or random signals, from which a phenomenon must differentiate itself in character or degree in order to be detected.
  7. in or  into the background, unobtrusive;
    inconspicuous;
    out of sight or notice;
    in or into obscurity: He kept his dishonest dealings in the background.

adj. 
  1. of, pertaining to, or serving as a background: background noise.

v.t. 
  1. to supply a background to: The passenger's idle thoughts were backgrounded by the drone of the plane's engines.
  2. to supply a background of information for: To background themselves, reporters dug through all available files on the case.

Of

of1  (uv, ov; unstressed əv or, esp. before consonants, ə),USA pronunciation prep. 
  1. (used to indicate distance or direction from, separation, deprivation, etc.): within a mile of the church; south of Omaha; to be robbed of one's money.
  2. (used to indicate derivation, origin, or source): a man of good family; the plays of Shakespeare; a piece of cake.
  3. (used to indicate cause, motive, occasion, or reason): to die of hunger.
  4. (used to indicate material, component parts, substance, or contents): a dress of silk; a book of poems; a package of cheese.
  5. (used to indicate apposition or identity): Is that idiot of a salesman calling again?
  6. (used to indicate specific identity or a particular item within a category): the city of Chicago; thoughts of love.
  7. (used to indicate possession, connection, or association): the king of France; the property of the church.
  8. (used to indicate inclusion in a number, class, or whole): one of us.
  9. (used to indicate the objective relation, the object of the action noted by the preceding noun or the application of a verb or adjective): the ringing of bells; He writes her of home; I'm tired of working.
  10. (used to indicate reference or respect): There is talk of peace.
  11. (used to indicate qualities or attributes): an ambassador of remarkable tact.
  12. (used to indicate a specified time): They arrived of an evening.
  13. [Chiefly Northern U.S.]before the hour of;
    until: twenty minutes of five.
  14. on the part of: It was very mean of you to laugh at me.
  15. in respect to: fleet of foot.
  16. set aside for or devoted to: a minute of prayer.
  17. [Archaic.]by: consumed of worms.

The

the1  (stressed ᵺē; unstressed before a consonant ᵺə;
unstressed before a vowel ᵺē),USA pronunciation
 definite article. 
  1. (used, esp. before a noun, with a specifying or particularizing effect, as opposed to the indefinite or generalizing force of the indefinite article a or an): the book you gave me; Come into the house.
  2. (used to mark a proper noun, natural phenomenon, ship, building, time, point of the compass, branch of endeavor, or field of study as something well-known or unique):the sun;
    the Alps;
    theQueen Elizabeth;
    the past; the West.
  3. (used with or as part of a title): the Duke of Wellington; the Reverend John Smith.
  4. (used to mark a noun as indicating the best-known, most approved, most important, most satisfying, etc.): the skiing center of the U.S.; If you're going to work hard, now is the time.
  5. (used to mark a noun as being used generically): The dog is a quadruped.
  6. (used in place of a possessive pronoun, to note a part of the body or a personal belonging): He won't be able to play football until the leg mends.
  7. (used before adjectives that are used substantively, to note an individual, a class or number of individuals, or an abstract idea): to visit the sick; from the sublime to the ridiculous.
  8. (used before a modifying adjective to specify or limit its modifying effect): He took the wrong road and drove miles out of his way.
  9. (used to indicate one particular decade of a lifetime or of a century): the sixties; the gay nineties.
  10. (one of many of a class or type, as of a manufactured item, as opposed to an individual one): Did you listen to the radio last night?
  11. enough: He saved until he had the money for a new car. She didn't have the courage to leave.
  12. (used distributively, to note any one separately) for, to, or in each;
    a or an: at one dollar the pound.

Investment

in•vest•ment (in vestmənt),USA pronunciation n. 
  1. the investing of money or capital in order to gain profitable returns, as interest, income, or appreciation in value.
  2. a particular instance or mode of investing.
  3. a thing invested in, as a business, a quantity of shares of stock, etc.
  4. something that is invested;
    sum invested.
  5. the act or fact of investing or state of being invested, as with a garment.
  6. a devoting, using, or giving of time, talent, emotional energy, etc., as for a purpose or to achieve something: His investment in the project included more time than he cared to remember.
  7. any covering, coating, outer layer, or integument, as of an animal or vegetable.
  8. the act of investing with a quality, attribute, etc.
  9. investiture with an office, dignity, or right.
  10. a siege or blockade;
    the surrounding of a place with military forces or works, as in besieging.
  11. Also called  investment compound. a refractory material applied in a plastic state to a pattern to make a mold.
  12. [Archaic.]a garment or vestment.

Advisers

ad•vis•er (ad vīzər),USA pronunciation n. 
  1. one who gives advice.
  2. a teacher responsible for advising students on academic matters.
  3. a fortuneteller.
Also,  ad•visor.  ad•viser•ship′, n. 

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